CuraFin Advisors, LLC respects the privacy of all clients and prospective clients (collectively termed “customers” under federal law), both past and present. We recognize that we have been entrusted with nonpublic personal information and it is important that both access persons and our customers are aware of firm policy concerning what may be done with that information.
The firm collects personal information about customers from the following sources:
- Information clients provide to complete their plan or investment recommendation;
- Information clients provide in engagement agreements, account applications, and other documents completed in connection with the opening and maintenance of their accounts Information customers provide verbally
- Information received from service providers, such as custodians, about client transactions
The firm does not disclose nonpublic personal information about our customers to anyone, except in the following circumstances:
- When required to provide services our clients have requested;
- When our customers have specifically authorized us to do so;
- When required during the course of a firm assessment (i.e., independent audit);
- When permitted or required by law (i.e., periodic regulatory examination)
Within the firm, access to customer information is restricted to personnel that need to know that information. All access persons and service providers understand that everything handled in firm offices are confidential and they are instructed to not discuss customer information with someone else that may request information about an account unless they are specifically authorized by the customer to do so. To ensure security and confidentiality, the firm maintains physical, electronic, and procedural safeguards to protect the privacy of customer information.
Office Location
CuraFin Advisors, LLC
4747 N. 22nd Street, Suite 410
Phoenix, AZ 85016
Tel. 480-280-7080
CuraFinAdvisors.com